The Investment Advisor for the Issachar Fund (LIONX) is Horizon Capital Management, Inc. (HCM). HCM was established in 1990 as a Registered Investment Advisor (RIA) with the Securities and Exchange Commission (SEC) and is solely owned and operated by Dexter P. Lyons. Dexter is also the sole portfolio manager of the Issachar Fund.
NorthStar Financial Services Group, LLC is the parent company to Gemini Fund Services, LLC.
Gemini Fund Services, LLC was founded in 1983 and serves as the Fund Administrator, Fund Accounting Agent and SEC Registered Transfer Agent for the Issachar Fund. Gemini also performs Shareholder Servicing for accounts held Direct at Gemini.
Northern Lights Distributors, LLC is the Issachar Fund’s Distributor. Northern Lights Distributors is a FINRA and NSCC member.
Northern Lights Compliance Services, LLC is the Chief Compliance Officer (CCO) for the Issachar Fund.
Northern Lights Fund Trust III is a Shared Trust that the Issachar Fund has joined for the potential to achieve operational efficiencies and lower fund expenses. The Trust is governed by an experienced Board of Trustees.
US Bank is the Issachar Fund’s Custodian providing trust and custody services for more than 100 years.
Thompson Hine, LLP serves as the Trust’s Legal/Outside counsel for the Issachar Fund with offices in seven major US cities.
RSM US, LLP serves as the Issachar Fund’s Independent Auditor.
Ceros Financial Services, Inc. is a Registered Broker-Dealer offering full-service brokerage trading services to the Issachar Fund.
(NLD Review Code 0734-NLD-2/28/2014)